SMALL CAP SIRENCompanies with an open exchange listing notice, built from 8-K Item 3.01 filings on SEC EDGAR over the last 90 days and updated each weekday morning. Each row shows the most recent Item 3.01 filing for that company; a company drops off when a filing reports it regained compliance or chose to delist, or 30 days after a stated delisting or suspension date. Countdowns are calendar days to the date stated (or computed) from the filing. As of Nov 2, 2026: 167 companies.
| Ticker | Company | Exchange | Notice | Notice date | Deadline | Countdown | Panel / hearing | Filing |
|---|---|---|---|---|---|---|---|---|
| $INM | InMed Pharmaceuticals Inc. | Nasdaq | Deficiency notice stockholders' equity | Sep 16, 2026 | Nov 2, 2026 compliance deadline | today | — | Sep 18, 2026 8-K |
| $REBN | Reborn Coffee, Inc. | Nasdaq | Deficiency notice late periodic filing, stockholders' equity, market value of listed securities | Sep 16, 2026 | Nov 2, 2026 compliance deadline | today | — | Sep 22, 2026 8-K |
| $PARA | Parabolic Technologies, Inc. | Nasdaq | Delisting determination (no compliance period) minimum bid price, low share price (≤$0.10) / reverse-split limits | Oct 27, 2026 | Nov 3, 2026 hearing request due | 1 days | appeal pending | Oct 30, 2026 8-K |
| $AREC | American Resources Corp | Nasdaq | Extension granted late periodic filing | Oct 6, 2026 | Nov 16, 2026 compliance deadline | 14 days | — | Oct 7, 2026 8-K |
| $FMAC | Future Money Acquisition Corp | Nasdaq | Deficiency notice late periodic filing | Sep 22, 2026 | Nov 23, 2026 compliance deadline | 21 days | — | Sep 25, 2026 8-K |
| $ATHR | Aether Holdings, Inc. | Nasdaq | Deficiency notice annual meeting not held | Oct 12, 2026 | Nov 27, 2026 compliance deadline | 25 days | — | Oct 16, 2026 8-K |
| $BETR | Better Home & Finance Holding Co | Nasdaq | Deficiency notice audit committee / board independence | Oct 13, 2026 | Nov 27, 2026 compliance deadline | 25 days | — | Oct 14, 2026 8-K |
| $ACH | ACCENDRA HEALTH INC/VA/ | NYSE | Deficiency notice stockholders' equity | Oct 27, 2026 | Dec 11, 2026 plan due (computed) | 39 days | — | Oct 30, 2026 8-K |
| $AIDX | 20/20 Biolabs, Inc. | Nasdaq | Deficiency notice minimum bid price, stockholders' equity | Sep 3, 2026 | Jan 13, 2027 compliance deadline | 72 days | — | Sep 10, 2026 8-K |
| $AMSS | AMASS BRANDS | Nasdaq | Deficiency notice minimum bid price, market value of listed securities, market value of publicly held shares | Oct 9, 2026 | Jan 19, 2027 compliance deadline | 78 days | — | Oct 14, 2026 8-K |
| $YYAI | AIRWA INC. | Nasdaq | Deficiency notice late periodic filing | Aug 24, 2026 | Jan 25, 2027 compliance deadline | 84 days | — | Aug 28, 2026 8-K |
| $ARAY | ACCURAY INC | Nasdaq | Extension granted minimum bid price | Aug 4, 2026 | Feb 1, 2027 compliance deadline | 91 days | — | Aug 6, 2026 8-K |
| $BRFH | BARFRESH FOOD GROUP INC. | Nasdaq | Deficiency notice market value of listed securities, stockholders' equity | Aug 3, 2026 | Feb 1, 2027 compliance deadline | 91 days | — | Aug 7, 2026 8-K |
| $ORBS | Eightco Holdings Inc. | Nasdaq | Deficiency notice minimum bid price | Aug 5, 2026 | Feb 1, 2027 compliance deadline | 91 days | — | Aug 7, 2026 8-K |
| $VTGN | Vistagen Therapeutics, Inc. | Nasdaq | Deficiency notice minimum bid price | Aug 4, 2026 | Feb 1, 2027 compliance deadline | 91 days | — | Aug 5, 2026 8-K |
| $ELUT | ELUTIA INC. | Nasdaq | Deficiency notice minimum bid price | Aug 6, 2026 | Feb 2, 2027 compliance deadline | 92 days | — | Aug 7, 2026 8-K |
| $NEON | Neonode Inc. | Nasdaq | Deficiency notice minimum bid price | — | Feb 2, 2027 compliance deadline | 92 days | — | Aug 7, 2026 8-K |
| $RKTO | Rocket One Inc. | Nasdaq | Deficiency notice minimum bid price | Aug 6, 2026 | Feb 2, 2027 compliance deadline | 92 days | — | Aug 11, 2026 8-K |
| $CTXR | Citius Pharmaceuticals, Inc. | Nasdaq | Extension granted minimum bid price | Aug 17, 2026 | Feb 8, 2027 compliance deadline | 98 days | — | Aug 21, 2026 8-K |
| $TEAD | Teads Holding Co. | Nasdaq | Deficiency notice minimum bid price | Aug 11, 2026 | Feb 8, 2027 compliance deadline | 98 days | — | Aug 14, 2026 8-K |
| $CIRC | CIRCLE8 GROUP INC | Nasdaq | Deficiency notice minimum bid price | Aug 13, 2026 | Feb 9, 2027 compliance deadline | 99 days | — | Aug 19, 2026 8-K |
| $WKSP | Worksport Ltd | Nasdaq | Deficiency notice minimum bid price | Aug 13, 2026 | Feb 9, 2027 compliance deadline | 99 days | — | Aug 14, 2026 8-K |
| $OPTT | Ocean Power Technologies, Inc. | NYSE American | Deficiency notice late periodic filing | Aug 14, 2026 | Feb 13, 2027 compliance deadline | 103 days | — | Aug 20, 2026 8-K |
| $BSAA | BEST SPAC I Acquisition Corp. | Nasdaq | Deficiency notice market value of listed securities | Aug 19, 2026 | Feb 15, 2027 compliance deadline | 105 days | — | Aug 25, 2026 8-K |
| $BCDA | BioCardia, Inc. | Nasdaq | Deficiency notice minimum bid price | Aug 19, 2026 | Feb 16, 2027 compliance deadline | 106 days | — | Aug 21, 2026 8-K |
| $VIVS | VivoSim Labs, INC. | Nasdaq | Deficiency notice minimum bid price, annual meeting not held, stockholders' equity | Aug 17, 2026 | Feb 16, 2027 compliance deadline | 106 days | — | Aug 21, 2026 8-K |
| $AFJK | Aimei Health Technology Co., Ltd. | Nasdaq | Deficiency notice market value of listed securities, market value of publicly held shares | Aug 21, 2026 | Feb 17, 2027 compliance deadline | 107 days | — | Aug 25, 2026 8-K |
| $CWD | CaliberCos Inc. | Nasdaq | Deficiency notice minimum bid price | Aug 21, 2026 | Feb 17, 2027 compliance deadline | 107 days | — | Aug 26, 2026 8-K |
| $FTHM | Fathom Holdings Inc. | Nasdaq | Deficiency notice minimum bid price | Aug 21, 2026 | Feb 17, 2027 compliance deadline | 107 days | — | Aug 25, 2026 8-K |
| $SNTI | Senti Biosciences Holdings, Inc. | Nasdaq | Deficiency notice minimum bid price, stockholders' equity, annual meeting not held | Aug 27, 2026 | Feb 23, 2027 compliance deadline | 113 days | — | Sep 2, 2026 8-K |
| $TCRX | TScan Therapeutics, Inc. | Nasdaq | Deficiency notice minimum bid price | Aug 27, 2026 | Feb 23, 2027 compliance deadline | 113 days | — | Sep 2, 2026 8-K |
| $AUID | authID Inc. | Nasdaq | Deficiency notice minimum bid price, stockholders' equity | Aug 27, 2026 | Feb 23, 2027 compliance deadline | 113 days | — | Sep 1, 2026 8-K |
| $ATER | Aterian, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 2, 2026 | Mar 1, 2027 compliance deadline | 119 days | — | Sep 8, 2026 8-K |
| $ESLA | Estrella Immunopharma, Inc. | Nasdaq | Deficiency notice market value of listed securities, stockholders' equity | Sep 1, 2026 | Mar 1, 2027 compliance deadline | 119 days | — | Sep 8, 2026 8-K |
| $VHUB | VenHub Global, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 1, 2026 | Mar 1, 2027 compliance deadline | 119 days | — | Sep 2, 2026 8-K |
| $BBLG | Bone Biologics Corp | Nasdaq | Deficiency notice minimum bid price, annual meeting not held | Sep 10, 2026 | Mar 9, 2027 compliance deadline | 127 days | — | Sep 16, 2026 8-K |
| $FLNA | FILANA THERAPEUTICS, INC. | Nasdaq | Deficiency notice minimum bid price | Sep 17, 2026 | Mar 16, 2027 compliance deadline | 134 days | — | Sep 18, 2026 8-K |
| $HYPR | Hyperfine, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 17, 2026 | Mar 16, 2027 compliance deadline | 134 days | — | Sep 18, 2026 8-K |
| $SNWV | SANUWAVE Health, Inc. | Nasdaq | Deficiency notice market value of listed securities | — | Mar 22, 2027 compliance deadline | 140 days | — | Sep 25, 2026 8-K |
| $SURG | SurgePays, Inc. | Nasdaq | Deficiency notice minimum bid price, market value of publicly held shares, stockholders' equity | Sep 28, 2026 | Mar 22, 2027 compliance deadline | 140 days | — | Sep 29, 2026 8-K |
| $DYAI | DYADIC INTERNATIONAL INC | Nasdaq | Deficiency notice minimum bid price, market value of listed securities | Sep 25, 2026 | Mar 24, 2027 compliance deadline | 142 days | — | Sep 25, 2026 8-K |
| $LTRN | Lantern Pharma Inc. | Nasdaq | Deficiency notice market value of listed securities | Sep 25, 2026 | Mar 24, 2027 compliance deadline | 142 days | — | Oct 1, 2026 8-K |
| $OTLK | Outlook Therapeutics, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 25, 2026 | Mar 24, 2027 compliance deadline | 142 days | — | Sep 30, 2026 8-K |
| $BYSI | BeyondSpring Inc. | Nasdaq | Deficiency notice market value of listed securities | Sep 29, 2026 | Mar 29, 2027 compliance deadline | 147 days | — | Oct 2, 2026 8-K |
| $BZAI | Blaize Holdings, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 28, 2026 | Mar 29, 2027 compliance deadline | 147 days | — | Oct 2, 2026 8-K |
| $DARE | Dare Bioscience, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 28, 2026 | Mar 29, 2027 compliance deadline | 147 days | — | Oct 2, 2026 8-K |
| $GXAI | GAXOS.AI INC. | Nasdaq | Deficiency notice minimum bid price | Sep 28, 2026 | Mar 29, 2027 compliance deadline | 147 days | — | Oct 1, 2026 8-K |
| $IBAC | IB Acquisition Corp. | Nasdaq | Deficiency notice annual meeting not held | Oct 5, 2026 | Mar 29, 2027 compliance deadline | 147 days | — | Oct 6, 2026 8-K |
| $SLSN | SOLESENCE, INC. | Nasdaq | Deficiency notice minimum bid price | Sep 29, 2026 | Mar 29, 2027 compliance deadline | 147 days | — | Oct 2, 2026 8-K |
| $VTIX | Virtuix Holdings Inc. | Nasdaq | Deficiency notice market value of listed securities | Sep 30, 2026 | Mar 29, 2027 compliance deadline | 147 days | — | Oct 6, 2026 8-K |
| $XELB | XCel Brands, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 29, 2026 | Mar 29, 2027 compliance deadline | 147 days | — | Oct 2, 2026 8-K |
| $LUCY | Innovative Eyewear Inc | Nasdaq | Deficiency notice minimum bid price | Oct 9, 2026 | Apr 7, 2027 compliance deadline | 156 days | — | Oct 15, 2026 8-K |
| $BLIN | Bridgeline Digital, Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 14, 2026 | Apr 12, 2027 compliance deadline | 161 days | — | Oct 16, 2026 8-K |
| $CGC | Canopy Growth Corp | Nasdaq | Deficiency notice minimum bid price, annual meeting not held | Oct 14, 2026 | Apr 12, 2027 compliance deadline | 161 days | — | Oct 16, 2026 8-K |
| $HIT | Health In Tech, Inc. | Nasdaq | Deficiency notice annual meeting not held, audit committee / board independence, minimum bid price | — | Apr 12, 2027 compliance deadline | 161 days | — | Oct 16, 2026 8-K |
| $LUCD | Lucid Diagnostics Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 12, 2026 | Apr 12, 2027 compliance deadline | 161 days | — | Oct 16, 2026 8-K |
| $EHTH | eHealth, Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 14, 2026 | Apr 12, 2027 compliance deadline | 161 days | — | Oct 16, 2026 8-K |
| $ITP | IT TECH PACKAGING, INC. | NYSE American | Deficiency notice late periodic filing | Oct 9, 2026 | Apr 15, 2027 compliance deadline | 164 days | — | Oct 9, 2026 8-K |
| $FJDI | ARC Group Securities Acquisition I | Nasdaq | Deficiency notice warrant market value | Oct 20, 2026 | Apr 18, 2027 compliance deadline | 167 days | — | Oct 23, 2026 8-K |
| $ADBT | Advasa Holdings, Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 21, 2026 | Apr 19, 2027 compliance deadline | 168 days | — | Oct 27, 2026 8-K |
| $CNTY | CENTURY CASINOS INC /CO/ | Nasdaq | Deficiency notice market value of listed securities, stockholders' equity | Oct 19, 2026 | Apr 19, 2027 compliance deadline | 168 days | — | Oct 23, 2026 8-K |
| $LASE | Laser Photonics Corp | Nasdaq | Deficiency notice minimum bid price | Oct 20, 2026 | Apr 19, 2027 compliance deadline | 168 days | — | Oct 23, 2026 8-K |
| $NXXT | NEXTNRG, INC. | Nasdaq | Deficiency notice market value of listed securities, stockholders' equity | Oct 22, 2026 | Apr 19, 2027 compliance deadline | 168 days | hearing held, decision pending | Oct 27, 2026 8-K |
| $SHFS | SHF Holdings, Inc. | Nasdaq | Deficiency notice market value of publicly held shares, minimum bid price | — | Apr 19, 2027 compliance deadline | 168 days | — | Oct 20, 2026 8-K |
| $SNES | SenesTech, Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 20, 2026 | Apr 19, 2027 compliance deadline | 168 days | — | Oct 22, 2026 8-K |
| $ZEO | Zeo Energy Corp. | Nasdaq | Deficiency notice minimum bid price | Oct 22, 2026 | Apr 19, 2027 compliance deadline | 168 days | — | Oct 26, 2026 8-K |
| $INV | Innventure, Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 23, 2026 | Apr 21, 2027 compliance deadline | 170 days | — | Oct 23, 2026 8-K |
| $MIST | Milestone Pharmaceuticals Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 23, 2026 | Apr 21, 2027 compliance deadline | 170 days | — | Oct 28, 2026 8-K |
| $ACTU | ACTUATE THERAPEUTICS, INC. | Nasdaq | Deficiency notice minimum bid price, market value of listed securities | Oct 28, 2026 | Apr 26, 2027 compliance deadline | 175 days | — | Oct 30, 2026 8-K |
| $AEI | Alset Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 28, 2026 | Apr 26, 2027 compliance deadline | 175 days | — | Oct 30, 2026 8-K |
| $BAER | Bridger Aerospace Group Holdings, Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 28, 2026 | Apr 26, 2027 compliance deadline | 175 days | — | Oct 30, 2026 8-K |
| $GYGY | Game Your Game Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 27, 2026 | Apr 26, 2027 compliance deadline | 175 days | — | Oct 30, 2026 8-K |
| $NMRA | Neumora Therapeutics, Inc. | Nasdaq | Deficiency notice minimum bid price | Oct 26, 2026 | Apr 26, 2027 compliance deadline | 175 days | — | Oct 30, 2026 8-K |
| $REKR | Rekor Systems, Inc. | Nasdaq | Deficiency notice minimum bid price, market value of publicly held shares | Oct 27, 2026 | Apr 26, 2027 compliance deadline | 175 days | — | Oct 27, 2026 8-K |
| $CYN | Cyngn Inc. | Nasdaq | Deficiency notice audit committee / board independence, annual meeting not held | Oct 30, 2026 | Nov 3, 2027 compliance deadline | 366 days | — | Oct 30, 2026 8-K |
| $REED | REED'S, INC. | NYSE American | Deficiency notice stockholders' equity | Aug 12, 2026 | Nov 29, 2027 compliance deadline | 392 days | — | Aug 14, 2026 8-K |
| $GCTK | Glucotrack, Inc. | Nasdaq | Panel delisting determination (stated date passed; no later Item 3.01 filing found) minimum bid price | Oct 28, 2026 | Oct 30, 2026 trading suspension | passed | — | Oct 29, 2026 8-K |
| $PPCB | Propanc Biopharma, Inc. | Nasdaq | Delisting determination (no compliance period) (stated date passed; no later Item 3.01 filing found) minimum bid price, low share price (≤$0.10) / reverse-split limits | Oct 23, 2026 | Oct 30, 2026 hearing request due | passed | company says it requested / will request a hearing | Oct 29, 2026 8-K |
| $YHNA | YHN Acquisition I Ltd | Nasdaq | Delisting determination (staff) (stated date passed; no later Item 3.01 filing found) market value of publicly held shares, market value of listed securities | Oct 21, 2026 | Oct 28, 2026 hearing request due | passed | — | Oct 26, 2026 8-K |
| $SHPH | Shuttle Pharmaceuticals Holdings, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | Aug 28, 2026 | Oct 27, 2026 compliance deadline | passed | — | Aug 28, 2026 8-K |
| $BRLS | Borealis Foods Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | — | Oct 26, 2026 compliance deadline | passed | — | Sep 1, 2026 8-K |
| $IPST | IP STRATEGY HOLDINGS, INC. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | Aug 28, 2026 | Oct 26, 2026 compliance deadline | passed | — | Sep 1, 2026 8-K |
| $XTIA | XTI Aerospace, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | Aug 26, 2026 | Oct 26, 2026 compliance deadline | passed | — | Sep 1, 2026 8-K |
| $AAME | ATLANTIC AMERICAN CORP | Nasdaq | Delisting determination (staff) (stated date passed; no later Item 3.01 filing found) late periodic filing | Oct 22, 2026 | Oct 23, 2026 hearing request due | passed | company says it requested / will request a hearing | Oct 22, 2026 8-K |
| $GTERA | Globa Terra Acquisition Corp | Nasdaq | Delisting determination (staff) (stated date passed; no later Item 3.01 filing found) SPAC 36-month business-combination deadline (IM-5101-2) | Oct 16, 2026 | Oct 23, 2026 hearing request due | passed | appeal pending | Oct 22, 2026 8-K |
| $SLND | Southland Holdings, Inc. | NYSE American | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | Sep 25, 2026 | Oct 23, 2026 compliance deadline | passed | — | Sep 25, 2026 8-K |
| $SDST | Stardust Power Inc. | Nasdaq | Delisting determination (staff) (stated date passed; no later Item 3.01 filing found) market value of listed securities, minimum bid price, low share price (≤$0.10) / reverse-split limits | Oct 15, 2026 | Oct 23, 2026 hearing request due | passed | — | Oct 19, 2026 8-K |
| $CLDI | Calidi Biotherapeutics, Inc. | NYSE American | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | Sep 21, 2026 | Oct 21, 2026 compliance deadline | passed | — | Sep 25, 2026 8-K |
| $SEGG | Sports Entertainment Gaming Global Corp | Nasdaq | Delisting determination (staff) (stated date passed; no later Item 3.01 filing found) late periodic filing | Oct 20, 2026 | Oct 21, 2026 hearing request due | passed | company says it requested / will request a hearing | Oct 20, 2026 8-K |
| $BRTX | BioRestorative Therapies, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | Aug 21, 2026 | Oct 20, 2026 compliance deadline | passed | — | Aug 25, 2026 8-K |
| $EQS | EQUUS TOTAL RETURN, INC. | NYSE | Deficiency notice (stated date passed; no later Item 3.01 filing found) minimum bid price | Oct 6, 2026 | Oct 20, 2026 compliance deadline | passed | — | Oct 13, 2026 8-K |
| $LRHC | La Rosa Holdings Corp. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | Aug 24, 2026 | Oct 20, 2026 compliance deadline | passed | — | Aug 25, 2026 8-K |
| $MSS | Maison Solutions Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | Sep 23, 2026 | Oct 19, 2026 compliance deadline | passed | — | Sep 29, 2026 8-K |
| $RKDA | Arcadia Biosciences, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | — | Oct 15, 2026 compliance deadline | passed | — | Sep 4, 2026 8-K |
| $CLRO | CLEARONE INC | Nasdaq | Delisting determination (staff) (stated date passed; no later Item 3.01 filing found) stockholders' equity | Oct 8, 2026 | Oct 15, 2026 hearing request due | passed | — | Oct 13, 2026 8-K |
| $NXTS | Nexentis Technologies Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | — | Oct 15, 2026 compliance deadline | passed | — | Sep 3, 2026 8-K |
| $QNCX | Quince Therapeutics, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | Aug 31, 2026 | Oct 15, 2026 compliance deadline | passed | — | Sep 4, 2026 8-K |
| $UCFI | CN Healthy Food Tech Group Corp. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) audit committee / board independence | Oct 7, 2026 | Oct 14, 2026 compliance deadline | passed | — | Oct 13, 2026 8-K |
| $ILLR | Triller Group Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) market value of listed securities | Aug 27, 2026 | Oct 14, 2026 compliance deadline | passed | — | Sep 2, 2026 8-K |
| $MYSZ | My Size, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | — | Oct 9, 2026 compliance deadline | passed | — | Aug 28, 2026 8-K |
| $HCTI | Healthcare Triangle, Inc. | Nasdaq | Delisting determination (no compliance period) (stated date passed; no later Item 3.01 filing found) minimum bid price, low share price (≤$0.10) / reverse-split limits | Oct 1, 2026 | Oct 8, 2026 hearing request due | passed | — | Oct 2, 2026 8-K |
| $AIHS | Senmiao Technology Ltd | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | — | Oct 5, 2026 compliance deadline | passed | — | Aug 24, 2026 8-K |
| $DFNS | T3 Defense Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity, market value of listed securities | Aug 20, 2026 | Oct 5, 2026 compliance deadline | passed | — | Aug 20, 2026 8-K |
| $TRUG | TruGolf Holdings, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | Aug 19, 2026 | Oct 5, 2026 compliance deadline | passed | — | Aug 21, 2026 8-K |
| $ADIL | ADIAL PHARMACEUTICALS, INC. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity, market value of listed securities, annual meeting not held | Aug 18, 2026 | Oct 2, 2026 compliance deadline | passed | — | Aug 21, 2026 8-K |
| $SKYE | Skye Bioscience, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity, annual meeting not held | Aug 18, 2026 | Oct 2, 2026 compliance deadline | passed | — | Aug 19, 2026 8-K |
| $ADGM | Adagio Medical Holdings, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity, market value of listed securities | Aug 13, 2026 | Sep 28, 2026 compliance deadline | passed | — | Aug 14, 2026 8-K |
| $OGEN | ORAGENICS INC | NYSE American | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity | Aug 26, 2026 | Sep 25, 2026 compliance deadline | passed | — | Aug 28, 2026 8-K |
| $HUBG | Hub Group, Inc. | Nasdaq | Delisting determination (staff) (stated date passed; no later Item 3.01 filing found) late periodic filing | Sep 16, 2026 | Sep 23, 2026 hearing request due | passed | appeal pending | Sep 17, 2026 8-K |
| $BREZ | Breeze Acquisition Corp. II | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | Aug 20, 2026 | Sep 21, 2026 compliance deadline | passed | — | Aug 21, 2026 8-K |
| $HSCS | HeartSciences Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) stockholders' equity, market value of listed securities | Aug 4, 2026 | Sep 18, 2026 compliance deadline | passed | — | Aug 7, 2026 8-K |
| $SMXT | SolarMax Technology, Inc. | Nasdaq | Deficiency notice (stated date passed; no later Item 3.01 filing found) late periodic filing | Aug 21, 2026 | Aug 31, 2026 compliance deadline | passed | — | Aug 21, 2026 8-K |
| $ANVS | Annovis Bio, Inc. | NYSE | Deficiency notice stockholders' equity, low share price (≤$0.10) / reverse-split limits | Oct 29, 2026 | — | — | — | Oct 30, 2026 8-K |
| $OPNW | OpenWorld, Inc. | Nasdaq | Deficiency notice annual meeting not held | — | — | — | — | Oct 30, 2026 8-K |
| $GLND | Greenland Energy Co | Nasdaq | Deficiency notice audit committee / board independence | — | — | — | — | Oct 29, 2026 8-K |
| $STEM | STEM, INC. | NYSE | Deficiency notice stockholders' equity | Oct 20, 2026 | — | — | — | Oct 23, 2026 8-K |
| $XWEL | XWELL, Inc. | Nasdaq | Panel delisting determination minimum bid price, low share price (≤$0.10) / reverse-split limits | Oct 7, 2026 | — | — | — | Oct 20, 2026 8-K |
| $SCNX | Scienture Holdings, Inc. | Nasdaq | Extension granted minimum bid price | Oct 19, 2026 | — | — | — | Oct 19, 2026 8-K |
| $CJMB | CALLAN JMB INC. | Nasdaq | Extension granted stockholders' equity | Oct 12, 2026 | — | — | appeal pending | Oct 16, 2026 8-K |
| $SITC | SITE Centers Corp. | NYSE | Deficiency notice low share price (≤$0.10) / reverse-split limits | — | — | — | — | Oct 16, 2026 8-K |
| $DAIC | CID Holdco, Inc. | Nasdaq | Deficiency notice stockholders' equity | Oct 6, 2026 | — | — | — | Oct 13, 2026 8-K |
| $NWTG | Newton Golf Company, Inc. | Nasdaq | Deficiency notice stockholders' equity | Oct 6, 2026 | — | — | appeal pending | Oct 13, 2026 8-K |
| $QETA | Quetta Acquisition Corp | Nasdaq | Deficiency notice SPAC 36-month business-combination deadline (IM-5101-2) | Oct 7, 2026 | — | — | — | Oct 13, 2026 8-K |
| $STEX | Streamex Corp. | Nasdaq | Panel delisting determination minimum bid price, low share price (≤$0.10) / reverse-split limits | Oct 7, 2026 | — | — | — | Oct 9, 2026 8-K |
| $LESL | Leslie's, Inc. | Nasdaq | Delisting determination (staff) minimum bid price | Oct 5, 2026 | — | — | — | Oct 5, 2026 8-K |
| $PRPL | Purple Innovation, Inc. | Nasdaq | Deficiency notice market value of publicly held shares | Sep 30, 2026 | — | — | — | Oct 5, 2026 8-K |
| $WORX | SCWorx Corp. | Nasdaq | Delisting determination (staff) minimum bid price | — | — | — | — | Oct 5, 2026 8-K |
| $SPKL | Spark I Acquisition Corp | Nasdaq | Deficiency notice SPAC 36-month business-combination deadline (IM-5101-2) | Sep 30, 2026 | — | — | — | Oct 2, 2026 8-K |
| $SKYX | SKYX Platforms Corp. | Nasdaq | Deficiency notice audit committee / board independence, annual meeting not held | Sep 30, 2026 | — | — | — | Oct 1, 2026 8-K |
| $HAIN | HAIN CELESTIAL GROUP INC | Nasdaq | Deficiency notice minimum bid price | — | — | — | — | Sep 28, 2026 8-K |
| $NXL | Nexalin Technology, Inc. | Nasdaq | Deficiency notice minimum bid price, stockholders' equity | Sep 25, 2026 | — | — | — | Sep 28, 2026 8-K |
| $FUSE | Fusemachines Inc. | Nasdaq | Deficiency notice market value of listed securities | Sep 24, 2026 | — | — | — | Sep 25, 2026 8-K |
| $SLXN | Silexion Therapeutics Corp | Nasdaq | Deficiency notice minimum bid price | Sep 25, 2026 | — | — | — | Sep 25, 2026 8-K |
| $BBGI | BEASLEY BROADCAST GROUP INC | Nasdaq | Deficiency notice audit committee / board independence, annual meeting not held | Sep 23, 2026 | — | — | — | Sep 24, 2026 8-K |
| $MBRX | Moleculin Biotech, Inc. | Nasdaq | Delisting determination (no compliance period) minimum bid price, low share price (≤$0.10) / reverse-split limits | Sep 15, 2026 | — | — | appeal pending | Sep 18, 2026 8-K |
| $TELA | TELA Bio, Inc. | Nasdaq | Deficiency notice minimum bid price | — | — | — | — | Sep 18, 2026 8-K |
| $IHT | INNSUITES HOSPITALITY TRUST | NYSE American | Deficiency notice stockholders' equity | Sep 10, 2026 | — | — | — | Sep 15, 2026 8-K |
| $SOBR | SOBR Safe, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 14, 2026 | — | — | — | Sep 15, 2026 8-K |
| $HODO | House of Doge Inc. | Nasdaq | Delisting determination (staff) minimum bid price | Sep 9, 2026 | — | — | — | Sep 14, 2026 8-K |
| $BTLN | Brightline Interactive, Inc./NV | Nasdaq | Delisting determination (staff) minimum bid price | Sep 11, 2026 | — | — | — | Sep 11, 2026 8-K |
| $GUTS | FRACTYL HEALTH, INC. | Nasdaq | Deficiency notice minimum bid price | — | — | — | — | Sep 11, 2026 8-K |
| $GTEC | Greenland Technologies Holding Corp. | Nasdaq | Deficiency notice minimum bid price, market value of publicly held shares | Sep 10, 2026 | — | — | — | Sep 11, 2026 8-K |
| $IVDA | Iveda Solutions, Inc. | Nasdaq | Extension granted minimum bid price, market value of publicly held shares | Sep 4, 2026 | — | — | — | Sep 9, 2026 8-K |
| $NIXX | Nixxy, Inc. | Nasdaq | Deficiency notice minimum bid price | Sep 1, 2026 | — | — | appeal pending | Sep 4, 2026 8-K |
| $FLYE | Fly-E Group, Inc. | Nasdaq | Deficiency notice late periodic filing | Sep 3, 2026 | — | — | — | Sep 3, 2026 8-K |
| $GURE | GULF RESOURCES, INC. | Nasdaq | Deficiency notice late periodic filing | Sep 2, 2026 | — | — | — | Sep 3, 2026 8-K |
| $USGO | U.S. GoldMining Inc. | Nasdaq | Deficiency notice audit committee / board independence | Aug 27, 2026 | — | — | — | Sep 1, 2026 8-K |
| $CMBMF | Cambium Networks Corp | Nasdaq | Delisting determination (staff) late periodic filing | Aug 25, 2026 | — | — | — | Aug 31, 2026 8-K |
| $MVST | Microvast Holdings, Inc. | Nasdaq | Deficiency notice minimum bid price | Aug 26, 2026 | — | — | — | Aug 31, 2026 8-K |
| $PFSA | Profusa, Inc. | Nasdaq | Deficiency notice minimum bid price, market value of listed securities, market value of publicly held shares | Aug 26, 2026 | — | — | — | Aug 31, 2026 8-K |
| $GOVX | GeoVax Labs, Inc. | Nasdaq | Delisting determination (staff) minimum bid price, low share price (≤$0.10) / reverse-split limits | Aug 27, 2026 | — | — | — | Aug 28, 2026 8-K |
| $KALA | KALA BIO, Inc. | Nasdaq | Delisting determination (no compliance period) minimum bid price, low share price (≤$0.10) / reverse-split limits | Aug 27, 2026 | — | — | appeal pending | Aug 28, 2026 8-K |
| $RNTX | Rein Therapeutics, Inc. | Nasdaq | Delisting determination (staff) minimum bid price | Aug 21, 2026 | — | — | — | Aug 27, 2026 8-K |
| $AVAT | Avalanche Treasury Corp | Nasdaq | Deficiency notice stockholders' equity | Aug 25, 2026 | — | — | — | Aug 26, 2026 8-K |
| $DVLT | Datavault AI Inc. | Nasdaq | Extension granted minimum bid price, market value of publicly held shares | Aug 25, 2026 | — | — | — | Aug 25, 2026 8-K |
| $KTTA | Pasithea Therapeutics Corp. | Nasdaq | Deficiency notice minimum bid price | Aug 20, 2026 | — | — | — | Aug 21, 2026 8-K |
| $RAIN | Rain Enhancement Technologies Holdco, Inc. | Nasdaq | Deficiency notice market value of listed securities | Aug 18, 2026 | — | — | appeal pending | Aug 21, 2026 8-K |
| $LDI | loanDepot, Inc. | NYSE | Deficiency notice minimum bid price, annual meeting not held | Aug 21, 2026 | — | — | — | Aug 21, 2026 8-K |
| $OPTU | Optimum Communications, Inc. | NYSE | Deficiency notice minimum bid price, annual meeting not held | Aug 13, 2026 | — | — | — | Aug 14, 2026 8-K |
| $NCRA | NOCERA, INC. | Nasdaq | Deficiency notice stockholders' equity | Aug 10, 2026 | — | — | — | Aug 13, 2026 8-K |
| $GIPR | GENERATION INCOME PROPERTIES, INC. | Nasdaq | Deficiency notice minimum bid price, market value of publicly held shares | Aug 6, 2026 | — | — | — | Aug 12, 2026 8-K |
| $GROV | Grove Collaborative Holdings, Inc. | NYSE | Deficiency notice stockholders' equity | Aug 7, 2026 | — | — | — | Aug 11, 2026 8-K |
| $ROAD | Construction Partners, Inc. | Nasdaq | Deficiency notice audit committee / board independence, annual meeting not held | Aug 10, 2026 | — | — | — | Aug 10, 2026 8-K |
| $LEXX | Lexaria Bioscience Corp. | Nasdaq | Deficiency notice minimum bid price | Aug 4, 2026 | — | — | — | Aug 10, 2026 8-K |
| $GIFT | GIFTIFY, INC. | Nasdaq | Deficiency notice minimum bid price | Aug 3, 2026 | — | — | — | Aug 7, 2026 8-K |
| $OLOX | OLENOX INDUSTRIES INC. | Nasdaq | Extension granted late periodic filing | Jun 30, 2026 | — | — | — | Aug 6, 2026 8-K |
| $DXLG | DESTINATION XL GROUP, INC. | Nasdaq | Deficiency notice minimum bid price | Aug 4, 2026 | — | — | — | Aug 5, 2026 8-K |
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