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Delisting tracker · as of Nov 2, 2026

EQUUS TOTAL RETURN, INC. ($EQS): exchange listing notices

NYSE · Deficiency notice (stated date passed; no later Item 3.01 filing found) · minimum bid price

Compliance deadline: Oct 20, 2026 · -13 days

From the company's 8-K Item 3.01 filings on SEC EDGAR (CIK 878932). Read each filing before relying on it; our parsing can be wrong. All companies on the tracker → · JSON: /api/v1/tracker?ticker=EQS

Item 3.01 filings, newest first

1. Oct 13, 2026: Deficiency notice

   NYSE deficiency notice: minimum bid price.

   Notice date Oct 6, 2026 · Compliance deadline Oct 20, 2026

   Read the 8-K on sec.gov →