SMALL CAP SIREN

Friday, October 30, 2026

Today's top 1 SEC distress filing

One filing from small caps that hit EDGAR on October 29, 2026, each with one factual line and a link to the source. Summaries of public SEC filings, not investment advice. Always read the filing.

  1. Rafael Holdings, Inc. ($RFL)
    First-time going-concern language · 10-K filed Oct 29, 2026

    Rafael Holdings's 10-K for the period ended July 31, 2026 includes 'substantial doubt' going-concern language, the first such language in its filings over the prior 18 months.

    Read the filing on sec.gov →
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Today's full issue flagged 18 filings: auditor changes, restatements, delisting notices, bankruptcies and going-concern language, each linked to EDGAR. It's free, one email each weekday.

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