Small Cap Siren 2026-10-18–2026-10-23

Factual summary of SEC filings. Not investment advice.

Auditor changes (8-K Item 4.01) (5)

American Fusion, Inc. (AMFN) (CIK 0000096664) · 8-K/A · 2026-10-22 · filing
Shuttle Pharmaceuticals Holdings, Inc. (SHPH) (CIK 0001757499) · 8-K · 2026-10-22 · filing
Nano Mobile Healthcare, Inc. (CIK 0001497130) · 8-K · 2026-10-22 · filing
MANNATECH INC (MTEX) (CIK 0001056358) · 8-K · 2026-10-21 · filing
Globaltek Ventures, Inc. (ATVK) (CIK 0001530185) · 8-K · 2026-10-19 · filing

Non-reliance / restatements (8-K Item 4.02) (1)

Apogee Acquisition Corp (AACP, AACPR, AACPU, AACPW) (CIK 0002102123) · 8-K · 2026-10-19 · filing

Delisting / listing-rule deficiency notices (8-K Item 3.01, mergers excluded) (12)

Lunai Bioworks Inc. (LNAI) (CIK 0001527728) · 8-K · 2026-10-23 · filing
ARC Group Acquisition I Corp. (ARCL, ARCLR, ARCLU, ARCLW) (CIK 0002073515) · 8-K · 2026-10-22 · filing
SenesTech, Inc. (SNES) (CIK 0001680378) · 8-K · 2026-10-22 · filing
ATLANTIC AMERICAN CORP (AAME) (CIK 0000008177) · 8-K · 2026-10-22 · filing
Globa Terra Acquisition Corp (GTERA, GTERR, GTERU, GTERW) (CIK 0002043766) · 8-K · 2026-10-22 · filing
Alaunos Therapeutics, Inc. (TCRT) (CIK 0001107421) · 8-K · 2026-10-21 · filing
Direct Digital Holdings, Inc. (DRCT) (CIK 0001880613) · 8-K · 2026-10-21 · filing
XWELL, Inc. (XWEL) (CIK 0001410428) · 8-K · 2026-10-20 · filing
SHF Holdings, Inc. (SHFS, SHFSW) (CIK 0001854963) · 8-K · 2026-10-20 · filing
Sports Entertainment Gaming Global Corp (SEGG, LTRYW) (CIK 0001673481) · 8-K · 2026-10-20 · filing
Scienture Holdings, Inc. (SCNX) (CIK 0001382574) · 8-K · 2026-10-19 · filing
Stardust Power Inc. (SDST, SDSTW) (CIK 0001831979) · 8-K · 2026-10-19 · filing

Bankruptcy / receivership (8-K Item 1.03) (2)

Leslie's, Inc. (LESL, LESLQ) (CIK 0001821806) · 8-K · 2026-10-22 · filing
Getty Images Holdings, Inc. (GETY) (CIK 0001898496) · 8-K · 2026-10-21 · filing

FIRST-TIME going-concern warnings (no such language in prior 18 months) (0)

New filers: going-concern language in first 10-K/10-Q on file (no earlier periodic report) (2)

LOGOOM TECHNOLOGIES, INC. (CIK 0002124913) · 10-Q · 2026-10-22 · filing
Sensei Harbor Corp. (CIK 0002112634) · 10-Q · 2026-10-20 · filing

Continuing going-concern language (repeat filers) (30)

WidFit Inc. (CIK 0001912954) · 10-Q · 2026-10-23 · filing
BTCS Labs Inc. (CIK 0002089189) · 10-Q · 2026-10-23 · filing
Elite Performance Holding Corp (CIK 0001753681) · 10-Q · 2026-10-22 · filing
EON Resources Inc. (EONR, EONR-WT) (CIK 0001842556) · 10-Q · 2026-10-22 · filing
CXJ GROUP CO., Ltd (ECXJ) (CIK 0001823635) · 10-Q · 2026-10-22 · filing
Tech Tonic Group Corp. (THTG) (CIK 0002029303) · 10-Q · 2026-10-21 · filing
ADIAL PHARMACEUTICALS, INC. (ADIL) (CIK 0001513525) · 10-Q/A · 2026-10-21 · filing
Karbon-X Corp. (KARX) (CIK 0001729637) · 10-Q/A · 2026-10-21 · filing
ClimateRock (CLRCF) (CIK 0001903392) · 10-Q · 2026-10-21 · filing
ClimateRock (CLRCF) (CIK 0001903392) · 10-Q · 2026-10-21 · filing
GlobalTech Corp (GLTK) (CIK 0001938338) · 10-Q/A · 2026-10-21 · filing
GlobalTech Corp (GLTK) (CIK 0001938338) · 10-Q/A · 2026-10-21 · filing
GlobalTech Corp (GLTK) (CIK 0001938338) · 10-K/A · 2026-10-21 · filing
Winning Catering Group, Inc. (WNHK) (CIK 0001503658) · 10-Q · 2026-10-20 · filing
Lantics Corp. (CIK 0002112585) · 10-Q · 2026-10-20 · filing
Celularity Inc (CELU) (CIK 0001752828) · 10-Q · 2026-10-20 · filing
AURA SYSTEMS INC (AUSI) (CIK 0000826253) · 10-Q · 2026-10-20 · filing
Essence Array Inc (CIK 0002064765) · 10-Q · 2026-10-20 · filing
UPAY (UPYY) (CIK 0001677897) · 10-Q · 2026-10-20 · filing
DT Cloud Star Acquisition Corp (DTSQ, DTSQR, DTSQU) (CIK 0002017950) · 10-Q · 2026-10-20 · filing
Transglobal Management Group, Inc. (TMGI) (CIK 0001434601) · 10-Q · 2026-10-20 · filing
Webstar Technology Group Inc. (WBSR) (CIK 0001645155) · 10-K/A · 2026-10-20 · filing
Karbon-X Corp. (KARX) (CIK 0001729637) · 10-Q · 2026-10-20 · filing
XTI Aerospace, Inc. (XTIA) (CIK 0001529113) · 10-Q · 2026-10-20 · filing
Artificial Intelligence Technology Solutions Inc. (AITX) (CIK 0001498148) · 10-Q · 2026-10-20 · filing

Was this useful? 👍 Yes · 👎 No

Spot an error or want a filter? Reply to this email.

This digest reports that certain filings were made with the SEC and links to them. Not a recommendation to buy, sell, or hold any security; not personalized investment advice. Always read the original filing.