SMALL CAP SIREN

Tuesday, October 27, 2026

Today's top 3 SEC distress filings

Three filings from small caps that hit EDGAR on October 26, 2026, each with one factual line and a link to the source. Summaries of public SEC filings, not investment advice. Always read the filing.

1. Zeo Energy Corp. ($ZEO)
   Listing compliance extension (8-K Item 3.01) · 8-K filed Oct 26, 2026

   Zeo Energy says Nasdaq granted it an additional 180 calendar days, until April 19, 2027, to regain compliance with the $1.00 minimum bid price requirement. The letter is dated October 22, 2026, and the company says the extension has no immediate effect on its listing.

   Read the filing on sec.gov →
2. Datavault AI Inc. ($DVLT)
   Non-reliance on prior financials (8-K Item 4.02) · 8-K filed Oct 26, 2026

   Datavault AI says its previously issued financial statements for periods ended September 30, 2025 through June 30, 2026 should no longer be relied upon. Its audit committee reached that conclusion on October 20, 2026, and the company says it will restate them.

   Read the filing on sec.gov →
3. Panamera Holdings Corp ($PHCI)
   Non-reliance on prior financials (8-K Item 4.02) · 8-K filed Oct 26, 2026

   Panamera Holdings says its previously issued financial statements for periods ended April 30, 2022 through April 30, 2026 should no longer be relied upon. Its audit committee reached that conclusion on October 26, 2026, and the company says it will restate them.

   Read the filing on sec.gov →

All daily top 3s